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Aphoristically
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aphoristically
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page numbers, taken from an edition introduced by Aldous Huxley and prefaced by Y J Lubbock) in black
82 On
examining their sexual regulations I found that when the Babylonians, Hellenes,
Romans, end Teutons first appeared in history, they regulated the relations
between the sexes in a similar manner, which I called absolute monogamy
1 We also find tracesof the institution among the early Sumerians, end
there is muchreason to believe that they also were at one time absolutely
monogamous. The ba'al marriage which the Arabs adopted in thegenerations
which immediately preceded the birth of Mohammedconformed to the same pattern;
end the idee of absolute monogamyhas been preserved in modern times by
those Christian sects which have placed a literal interpretation on the
opinions of Paul. Paul speethis early years in a Romano-Jewish environment;
in each case the ideas he absorbed were those of absolute monogamy, which
consequently became the rule in England, particularly amongdissenters,
after the sixteenth century. In the centuries thatimmediately preceded
the sixteenth century, canon law prevailed. This was quite a different
affair , not only from the po t -reformation law but also from the law
that prevailed before the Norman Conquest.
It is strange how the idee
of absolute monogamy repeats itselfthrough the centuries. There is no question
of the various societies influencing one another. In the course of 5,ooo
years absolutemonogamy has been adopted by many different societies, in
different climates, and at different times. Thousands of years and thousands
of miles separate the events, between which there is no apparent connection;
end the behaviour which has accompanied or followed the adoption of the
institution is equally noteworthy. When the evidence is complete we find
monogamy has always been followed by a type of social behaviour which I
call expansive. Expansive energy has never been displayed by a society
that inherited a modified monogamy or a form of polygamy. When the evidence
is complete we see that an expansive society has always adopting absolute
monogamy without displaying expansive energy. Whenever the evidence is
complete we see that a society, on arriving in the historical arena, was
regulating the relations between the sexes in this particular mannen
By expansive energy I meen
the urge to expand beyond the boundaries of a habitat. Ardent men begin
to explore new lands 83 which
hitherto have remained unvisited because the necessary urge to explore
has been absent; commerce is extended; foreign settlements are established,
colonies founded. If less energetic societies bar the way to its expansion,
the expansive society subdues them, occupies their lands, and demands tribute.
This kind of behaviour must be distinguished from what is sometimes called
"aggressivity." An expansive society only takes aggressive action if another
society lies in the way of its expansion. The voyages of Captain Cook and
of the strip Duff are examples of expansive energy, but their purpose was
not aggressive. (I suppose they brought
no guns so no-one could ever misunderstand them either eh?)
In the past most expansive societies have had to fight for their new lands,
but there are some examples of societies which have not been compelled
to do so.
Parenthetically, so far as social behaviour is concerned, I have
found in human records no support for the suggestion that aggressivity
is due to compulsory continence. If cattle-raids,
head-hunting, and bloody conflicts between related groups are examples
of "aggressivity,_such aggressivity cannot be due to compulsory continence,
because many societies which behaved in that manner have suffered from
few sexual checks, end sometimes from none at all. The Masai are an example.
When
we examine the subsequent behaviour of the expansive societies I am talking
about, we find that it varied accordingly as they preserved or discarded
their absolute monogamy. But there is no record of any society preserving
its absolute monogamy for very long. If the institution appears to have
survived longer in some cases than in others, this is because it had been
adopted in succession by different groups within the society Leaving aside
this complication for a moment, we find that every society which has adoptedabsolute
monogamy has been dissatisfied with it, and has either abandoned it in
favour of polygamy or revised the whole method of regulating the relations
between the sexes. The former is what happened among the Arabs; the latter
was the case among the other five societies.
When absolute monogamy is
the rule marriage is not a unionbetween two equal partners teut a means
whereby a man securesdomestic labour end heirs of his brood. His marital
end parentalauthority is complete; in the eyes of the law he alone is an
entity. Awife is not permitted to withhold conjugal rights from the man
towhom she was married as a virgin; end when absolute monogamy is.................
94 ..................cannot
be regarded as scientific data of the first quality. Science is the study
of sense-impressions, and like other scientists, a social scientist must
draw his inductive conclusions from sense-observations alone. But, as again
I pointed out in Chapter 1, unlike achemist or a physicist, he cannot observe
all the evidence himselfend he has to rely on other men to a great extent.
His raw material consists of their descriptions of what they have observed.
That is why in social science the trustworthiness of the observer is a
factor of paramount importance.
Since I will cover whether
or not there was any relation between the checking of the sexual impulses
and a display of the energy which makes civilization, I chose as my cultural
criterion the attitude of the people towards the external world. I knew
that all of them saw in the external world the manifestation of a power
or powers, with whichthey bied to maintain a right relation; end I found
that, according to the steps they took to maintain this right relation,
they divided themselves into three classes, which I called zoistic, manistic,
and deistic.
Th esocieties that behaved deistically were those that erected temples
to gods. If they wanted the rain to fall after a drought, or the sun to
shine after a too great fall of rein; or if they suffered from some unaccountable
affliction, social or individual; or if they wished to receive help in
some exceptional enterprise, they went to a temple and appeased the anger,
or solicited the favour, of the power manifest therein.
I defined a temple as a roofed building, other than a grave-house,in which
a power in the universe manifeste itself, and which is specially erected
and maintained in order that a right relation may be preserved with that
power, the building itself being of such a size that a man can stand upright
inside it.
Under similar circumstances the people I called manistic behaved in a different
way. When they suffered in a manner they did not understand they went to
the grave of, or to a shrine that hadbelonged to, a powerful dead man.
Over his grave a little hut might be built. Alternatively, a relic of his
might be preserved end a hutmade to contain it. Or there might be no hut
but a shrine where his spirit was supposedly manifest. This shrine might
be embellished with a small altar or a fireplace; a little wall or fence
might be builtround it. But the elaboranions were not greater than this;
and 95 manistic
people thought they had done a right end proper and sufficient thing when
they had propitiated or conciliated the deed manby placing an offering
or offerings in the hut or shrine.
The societies that behaved zoistically neither erected temples norpaid
any kind of post-funeral attention to their deed. In any unusual,incomprehensible
event or phenomenon they saw the manifestation ofa power which they regarded
as both dangerous and desirable. Thepower was manifest in any stone, animal,
or tree of uncommon typeor unusual appearance, end in any object the nature
of which was not understood. Any man whose manner of birth or life was
abnormal was credited with its possession end therefore regarded with awe
and admiration. We call him a magician. A sickness which came within the
normal experience of the people was treated in what they regarded as a
normal manner; this was the case among manistic and deistic people alsof
but among zoistic societies an unaccountable sickness was ascribed neither
to the anger of a powerful dead man or to the displeasure of a god, but
eitber to the power -hypothesized as responsible for all unaccountable
things or to a rnagician who, possessing that power, had used it for his
own purposes. Under those circumstances we call tbe rnagician a wizard
or witch.
If tbere was-a drought, or rain came too much zoistic people didn ot placate
the anger of any dead man, nor make an offering in any temple. instead,
tbey asked a magician to create the needed shower or to make tbe sun shine.
Alternatively, a similar payment was placed at tbe foot of an unusually
shaped tree, before an uncommonly shaped- stone, or in some otber place
where the power in the universe was thought to be manifest.
If they were sick, or suffered some other form of unaccountable misfortune,
they behaved in the same way.
The native word that
denoted the strange quality in unusual, incomprehensible things used to
be translated as spirit or as spirits. On these translations Tylor founded
his theory of animism, which bag been broadcast through our lecture hallsto
such an extent that enthusiastic travellers and administrators have searched
for traces of it, and, of course, have found it; for they have soon discovered
the all-anbracing word to which I have alluded and have at once concluded
that this was the word for spirit. The translation is unfortunate, for
it has created the impression that the power in the universe was ubiquitous
end that all kinds of afflictions were ascribed to it. This was not the
case. The power was only manifest in unusual places and things. Only uriusud
forms of afbiction were ascribed to it. The wordspirits also creates the
impression that the power was...................102.................
the defining fine. This is where the Shilluk end the Bakitara end theSamoans
appear to have been. They were in the act of changingtheir behaviour from
one state to another.
Having said this, I have no more comments to make here on thechart of evidence.
There cen be no doubt that, when an inductivescientist considers the evidence,
he is compelled to induce that, asthe psychologists have conjectured, there
is a close relation between the checking of the sexual impulses end human
behaviour.
Now, on being examined, each of the three uncivilized methods of behaviour,
zoistic, manistic, end deistic, reveals' itself as a state of energy, as
defined. Moreover, the state is definitely a mental state, which itself
cannot be directly observed but which is manifest in the behaviour of the
society. I am not going to debate here whether uncivilized men think as
they think because they act as they act,or whether they act as they act
because they think as they think. But I am confident that they cannot change
their behaviour without thinking first. And I have published the nature
of the mental road along which, it seems to me, a zoistic society travels
when it becomes manistic or deistic. The change is a mental change, end,
the evidence tells us, due to a checking of the sexual impulses. The mental
energy itself is no more apparent to our senses than is the 'material'
energy that lies behind the material universe. In each case the existence
of the energy is a deduction from our observation of perceptible events.
But it must be there, and we can summarize the historical and anthropological
evidence to which I have referred by saying that in the past, according
to the way in which they have regulated the relations between the sexes,
human societies have arrived into one or other of six states of energy,
three lesser, three greater. '
The first state of energy occurs when the society has, for at leastthree
generations, allowed its young people to satisfy in a directmanner such
sexual impulses as they have. In this state of energy thepeople behave
in the manner I have called zoistic. ` ''`
The second state of energy occurs when the social habits inflict anirregular
or occasional pre-nuptial continence. In this state of energythe society
behaves in the manner I have called manistic.
The third state of energy occurs when the society, or some groupswithin
ft, insist on girls being virgins when they marry. In this state ofenergy
the society behaves in the manner I have called deistic. 103
There are the three states of lesser energy,
each of whichproduces a definite cultural condition. If unmarried girls
are compelled to be pre-nuptially continent, pre-nuptial sexual opportunity
is at a minimum. Sexual opportunity can only be reduced further by limiting
it post-nuptially.
If a married woman, having been married as a virgin, is compelledto confine
her sexual qualities to one man, end if this man cannothave other vvives
unless his wife is faithless, the society gets into the fourth state of
energy. In this state of energy the society still behaves deistically but
it becomes expansive. This is the state of energy in which all the most
energetic historicdsocieties were at the begirming of their historical
career. Each reduced its sexual opportunity to a minimum by the adoption
of what I have called absolute monogamy.
But this method of regulating the relations between the sexes has never
been tolerated for very long. If, after suffering it, a society permits
its males to have more than one sexual partner, it has ceased to display
expansive energy; but it has remained deistic if it has -continued to demand
pre-nuptial chastity. It has also enjoyed the fruits of its conquests for
so long as it has had the energy to keep the usufructs, but if it has come
into contact with a more energetic society, it has been robbed of its sovereignty
and conquered in its' turn. If it has relaxed its sexual regulations to
a further extent it has collapsed By deduction I consider that tliis is
wht happened among -the early Persians, Macedonians, Huns, and Mongols.
At one time too, the Yoruba appear to have been expansive; but when we
met them they were less energetic, though still the most virile people
in West Africa. On the other hand, a society has retained its sexual opportunityat
a minimum, or if, after the decline of the first dominants, a new group
has appeared, preserving the old customs dwarded by thosedominante, this
society has arrived into the fifth state of energy,which produces the behaviour
called rationalistic.)
The sixth state of energy, which is the state of productive energy based
on scientific research, appears when sexual opportunity is maintained at
a minimum for a still longer period. If you ask me why this is so, I reply
that I do not know. No scientist does. Do you know why water becomes steam
when you heat it? Do you know why a radio-active element descends in the
periodic table as it radiates energy?...........
106.............side
in the same geographical environment, and have suffered anequal amount
of compulsory continence, they have displayed anequal amount of energy;
the pattern of their ideas end behaviour hasbeen the same. And this is
also true if the societies have been ofdifferent racial extraction, whatever
the geographical environment inwhich they lived. But, if two societies
have suffered an unequalamount of compulsory continence, they have displayed
an unequalamount of energy end the pattern of their ideas end behaviour
hasbeen different. And this is true whether they were of the same or of
different racial extraction, and whether they lived in the same or adifferent
geographical environment. Everywhere, anywhere the same amount of compulsory
continence has produced the same amount of energy and the same cultural
state. Different amount of compulsory continence has produced different
amount of energy enddifferent cultural states.
The age we live in, as I have said before, is a rationalistic one, out
of which a scientific age may or may not emerge; end we must alwaysbe on
our guard against the making of false assumptions due to our rationalistic
traditions. The difference between a rationalistic and a scientific thinker
lies in this: the former expresses personal opinions; the latter draws
his conclusions solely from a study of the past.
A chemical substance like water is not only an event which has acertain
structure; it is in a certain state of energy. lf the molecules that constitute:
it are in a different state of energy they behave in a different way and
appear as ice or steam. Similarly, a human society is not merely a structure
of human groups; the groups are in a certain state of energy and behave
accordingly. Moreover, if they are energized, they begin to behave in a
different way'from what they did before.
In ice the molecules cohere rigidly. When energy in the form ofheat is
applied to them, they move apart, end the ice charges its stateend becomes
water. The ice has no choice in the matter. Whenenergized it cannot help
changing its state; nor has it any choice concerning the state into which
it must arrive. And it becomes waterbecawe it is part of its inherent nature,
when energized, to behave inthat mannen Similarly, if a human society is
in a state of little or noenergy, the groups of which it is composed cling
closely together, have uniform mental processes, and behave the same way.
A zoistic society is like that. But if the social regulations are changed
end begin to inflict a small amount of compulsory continence, a small amount
of human energy is producedthe emotional conflicts which arise in the hearts
of those whose sexual impulses have been checked by external influences.
The individuals who suffer these conflicts then move apart, end between
them and the other members of the society there is a cultural distance
due to the mental energy they display. Towards the external universe they
preserve a different attitude from that of their zoistic brethren, and,
forming themselves into a new group, they constitute a new manistic
stratum, the presence of which qualifies the society for inclusion in the
manistic category. Under the influence of their emotional conflicts. The
members of this stratum cannot help behaving in a different manner; nor
have-they any choice in the manner they adopt. This depends on the extent
of their energy, that is, on the extent to which they develop their inherent
powers. And they behave in the observed manrier because it is part of the
inherent nature of the human organism to behave like that under those conditions.
When we see a piece of water alongside a piece of ice, we have no difficulty
in perceiving the difference between them. Similarly, we have no difficulty
in telling whether a society is behaving zoistically or manistically. But
the difference between the iceand thewater is merely the difference between
two states of energy; the molecules are the same in each-case. The only
thing is that they are behaving differently. Similarly, a manistic society
consists of the samefundamental units as a zoistic society. The only thing
is that these human groups, or molecules, are behaving differently end
thedifference in their behanour is due to a difference in their energy.
If the molecules that constitute the event we call water are subjected
to the influence of more energy, they move more freely still Again, they
have no choice in the matter; nor cen the change intheir behaviour be any
other than the observed one. And if the water is continually energized,
it gets hotter end hotter boils, and then becomes steam. The molecules
are the same in each case, teut the energy applied to them in the form
of heat makes them move furtherend further apart.
The same thing happens to a human society when we reduce its sexual opportunity
again. Ideas, groups and behaviour alter and a deistic stratum soon appears.
.......exploration.......individualization.....
......conquest..........colonization.......rationalization........boiling
kettle.....flowing over......
140 ...............he
Hopousians, by virtue of their constant display of energy, will constantly
transform their cultural tradition and change their positionin the cultural
scale. Analogically Hopousian society and uranium are alike in theit constant
emission of energy and in their consequent transformation of their state;
the difference is that whereas the radio-substance descends in the periodic
table the Hopousians will ascending the cultural scale.
As we have seen, the cultural scale, like the periodic table, has an isotopie
character. Just as the nuclei of atoms in a molecule may vary in size without
affecting the chemical propertjes of the substance, so in a hurnan group
the number of hangers-on may vary between wide limits without affecting
the cultural state of the group.
The chemical propertjes
of the molecule depend on the number of
sentinel electrons in orbit
round the nuclei of its atoms; similarly
the cultural standerds of
a human group are controlled by the individuals who lead it. These are
in a small minority, end they db not form part of the mess. To be leaders
they must be mentally separated from it, and it is a man's act in separating
himself from the mass that makes it possible for a cultural change to occur.
If, having separated himself, he remains without followers, he wanders
forlorn through life in a state of mental loneliness, probably ridiculed
and thought med. He may even be thought dangerous, perhaps so dangerous
that he is executed. But if his ideas express or harmonize with the conscious
or unconscious desires of other men, he is hailed as their leiader and
a new group is formed; the cultural change takes place if this group becomes
strong enough to dominate the society.
The order of events is important. The society first produces the outstanding
unorthodox individual; then the group forms around him. A cultural change
cannot take place in any other way than this.
It seems, then, that if the Hopousians are to rise continually in the cultural
scale Hopousian society must continually throw up unorthodox individuals
round whom new groups will collect. It must also continually produce plenty
of individuals anxious to join, though perhaps incapable of reading, such
groups. It must also produce enough orthodox individuals to ensure the
stability of the society while these things are going on.
My conclwion
is that we must construct Hopousian society in such a way as to encourage,
or at any rate impose no handicap on, the expression of unorthodox opinions
or theories. Orthodoxy 140
must never be in a position to smother unorthodoxy. Diversity must be encouraged,
uniformity disparaged. Fanatics must not be silenced. If their fellow-citizens
have no sympathy with them they will not matter any more than a fly matters
to the elephant on which it crawls. If the fanatics' ideas harmonize with
the consicious or unconscious desires of their fellows, new groups will
emerge, and the formation of these groups must not be interfered with.
If the groups are week, they will soon disintegrate; if strong, they will
become an important part of the Hopowian structure. If strong enough to
dominate the society they will abolish the old tradition endcreate a new
one according to the nature of their ideas. At first regarded as fanatical,
these ideas will soon become familiar, and,when a new generation has been
bom end become adult, the new tradition will be taken as much for granted
as was once the old one. This principle is fundamental, end must apply
to the nature of all Hopousian groups, social, politica!, end economie.
If the groups do not possess this character Hopousian society will not
display thegreatest possible energy and the structure will not fulfil the
purpose for which it is being designed.
141
APPENDIX VII Notes on Hopousian Economic Structure and Usury
We have seen how the
Hopousian system of commodity-exchange works. Trusty men do not need to
borrow money. Money was invented for the convenience of men and is due
to be paid to the producer of a utility when he has found a customer ready
to give in exchange for it another utility for thesame exchange-value.
This act of exchange promotes both utilities to the status of commodities.
But in Hopousia the customer is not always asked to pay at once the money
expressing the value of the commodity he wants. If he is judged to be trusty
he is given credit for it. When a cheque currency is wed there is an inexhaustible
supply of money; and in Hopousia it is issued to producers when appropriate
need arises. Producers receive the full moneyvalue of their productions
when they have delivered them to customers judged to be trusty; these are
given credit for the money, the money being specially issued in each case.
Whether the commodities are productive or unproductive, the same procedure
is followed. The goods are supplied on credit and paid for gradually. As
soon as they are consumed, that is, at the expiration of their estimated
"life" (which is designedly made to correspond with the period over which
the payment extend), they are discarded and others are purchased on the
same terms In this way the wheels of industry are kept oiled production
is m maintained there is no use of worn-out commodities; no usury. No charge
is made for the use of the issued money;every producer and purchaser is
regarded as conferring a benefit on the community by his display of human
energy. Besides, the issue of the money costs nothing. All that the contracting
parties have to pay is a sum to the Gild of Bankers who keep their accounts
and clear their cheques. But there is nothing exceptional in that; for
every other person is treated in the same way, whether he enjoys the use
of issued money or not. Incidentally, we pay for such services-umder our
economic system.
I emphasize that money
is only issued to trusty men. Men who are notjudged by their fellow-citizens
to be trusty do not receive any credit inHopousia. I have already explained
why this is so; but I mention it againbycause in Hopousia money-lending
exists, and it may be said that I am splitting hairs when I say that usury
is not part of the economic structure.Let us then be clear about it. There
is no objection in Hopousia to any manor group of men lending money to
an untrustworthy citizen. The lendersmay charge a fee for the accommodation.
For the protection of fools,however, there exists a money-lending law,
as there is among us, whichlimits the amount of profits that money-lenders
may make in any singletrans- action. The money-lender himself is not protected
in any way. Whenbe makes a loan he knows well that he is dealing with an
untrustworthy orincompetent man; for if the man were trustworthy he would
easily obtaincredit from the Gild of Bankers. Money lent by a money-lender,
therefore, isnot recoverable by any legal process.
It may be said that the
fee charged by the money-lender is usury and thatusury therefore exists
in Hopousia. My reply is that such borrowing is notpart of the economic
structure of the society. Industry, trade, andgovernment are not financed
in that way. Money-lending of the kind I havedescribed only exists because
an alteration in economic structure does notcancel the existence of crooked
fools. According to our economic system noman or group of men can borrow
money unless they pay for the use of it;according to the Hopousian system
no man or group of men pays for theuse of money unless his fellow-citizens
are convinced he cannot be trusted:with money. Among us usury is compulsory
and must be paid; in Hopousia`it is never paid by any person or persons
that can be trusted. Among us thelaw protects the usurer; usury is the
first charge on industry, trade, andtaxes. In Hopousia usury is not a recognised
charge at all; but niether in'Hopousia nor anywhere else can crooked fools
be prevented from cominginto existence. So in Hopousia such men are permitted
to borrow money, ifthey can, from their fellow-citizens, and, if they wish,
to pay usury Suchmonies, however,.not being recoverable by any legal process,
the ''onlyredress a money-lender has against an absconding client is the
exertion 'ofsocial pressure. Even then he has to be careful not to use
backmail.
To receive credit,
of course, a man must do more than provq himself _' s~trusty. He must also
convince the Gild of Bankers who in such cases are -advised by the Gild
of Accountants,`that he can repay the agreed amount of`money at the agreed
times. But that aspect of the matter has already beendiscussed and does
not come within the scope of this note.
It should be noted here
that a state of affairs which the Christians called"just" when Christendom
existed exists in Hopousia.
Producers and Distibutors.
We must imagine a society
consisting of a varying number of economic groups. Some of these groups
produce commodities, others perform economic services.